Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MONG, DONG PENG
Chinese Name of Relevant Individual
HKMA Registration Number
AH4026
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2020 - 30 Sep 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jun 2020 - 30 Sep 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2017 - 21 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2017 - 21 Jun 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MONG, DONG PENG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH4026
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4026
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
22 Jun 2020 - 30 Sep 2022
Yes
AH4026
COMMONWEALTH BANK OF AUSTRALIA
Type 4: advising on securities
22 Jun 2020 - 30 Sep 2022
Yes
AH4026
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
24 Feb 2017 - 21 Jun 2020
No
AH4026
COMMONWEALTH BANK OF AUSTRALIA
Type 4: advising on securities
24 Feb 2017 - 21 Jun 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.