Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TONG, MEI YAN
Chinese Name of Relevant Individual
唐美欣
HKMA Registration Number
AH4079
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2024 - 19 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2024 - 19 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2021 - 18 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2021 - 18 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2021 - 03 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 May 2021 - 03 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2019 - 21 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2019 - 21 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2019 - 14 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2019 - 14 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2018 - 03 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2018 - 03 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2017 - 31 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2017 - 31 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TONG, MEI YAN
:
Chinese Name of Relevant Individual
唐美欣
:
HKMA Registration Number
AH4079
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4079
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
25 Oct 2024 - 19 Nov 2025
No
AH4079
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
25 Oct 2024 - 19 Nov 2025
No
AH4079
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Oct 2021 - 18 Sep 2024
No
AH4079
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Oct 2021 - 18 Sep 2024
No
AH4079
DAH SING BANK, LIMITED
Type 1: dealing in securities
14 May 2021 - 03 Oct 2021
No
AH4079
DAH SING BANK, LIMITED
Type 4: advising on securities
14 May 2021 - 03 Oct 2021
No
AH4079
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
02 Aug 2019 - 21 Jan 2021
No
AH4079
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
02 Aug 2019 - 21 Jan 2021
No
AH4079
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
19 Jan 2019 - 14 May 2019
No
AH4079
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
19 Jan 2019 - 14 May 2019
No
AH4079
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jul 2018 - 03 Dec 2018
No
AH4079
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jul 2018 - 03 Dec 2018
No
AH4079
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
02 Mar 2017 - 31 Mar 2018
No
AH4079
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
02 Mar 2017 - 31 Mar 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.