Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BAEK, SEUNG YUB
Chinese Name of Relevant Individual
HKMA Registration Number
AH4093
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2020 - 03 Sep 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2020 - 03 Sep 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
05 Jun 2020 - 03 Sep 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2017 - 04 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2017 - 04 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
04 Mar 2017 - 04 Jun 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BAEK, SEUNG YUB
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH4093
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4093
KEB HANA GLOBAL FINANCE LIMITED
Type 1: dealing in securities
05 Jun 2020 - 03 Sep 2021
Yes
AH4093
KEB HANA GLOBAL FINANCE LIMITED
Type 4: advising on securities
05 Jun 2020 - 03 Sep 2021
Yes
AH4093
KEB HANA GLOBAL FINANCE LIMITED
Type 9: asset management
05 Jun 2020 - 03 Sep 2021
Yes
AH4093
KEB HANA GLOBAL FINANCE LIMITED
Type 1: dealing in securities
04 Mar 2017 - 04 Jun 2020
No
AH4093
KEB HANA GLOBAL FINANCE LIMITED
Type 4: advising on securities
04 Mar 2017 - 04 Jun 2020
No
AH4093
KEB HANA GLOBAL FINANCE LIMITED
Type 9: asset management
04 Mar 2017 - 04 Jun 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.