Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DE RIQUET DE CARAMAN DE GANAY, PHILIPPE
Chinese Name of Relevant Individual
HKMA Registration Number
AH4112
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2023 - 30 Nov 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Dec 2023 - 30 Nov 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2017 - 04 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Mar 2017 - 04 Dec 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DE RIQUET DE CARAMAN DE GANAY, PHILIPPE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH4112
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4112
BNP PARIBAS
Type 1: dealing in securities
05 Dec 2023 - 30 Nov 2025
Yes
AH4112
BNP PARIBAS
Type 6: advising on corporate finance
05 Dec 2023 - 30 Nov 2025
Yes
AH4112
BNP PARIBAS
Type 1: dealing in securities
06 Mar 2017 - 04 Dec 2023
No
AH4112
BNP PARIBAS
Type 6: advising on corporate finance
06 Mar 2017 - 04 Dec 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.