Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DURANTE TEIXEIRA GOMES LEITH-SMITH, SUSANA
Chinese Name of Relevant Individual
HKMA Registration Number
AH4132
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2017 - 11 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Jul 2017 - 11 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2017 - 10 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Mar 2017 - 10 Mar 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DURANTE TEIXEIRA GOMES LEITH-SMITH, SUSANA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH4132
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4132
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Jul 2017 - 11 Jul 2017
No
AH4132
BARCLAYS BANK PLC
Type 6: advising on corporate finance
10 Jul 2017 - 11 Jul 2017
No
AH4132
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Mar 2017 - 10 Mar 2017
No
AH4132
BARCLAYS BANK PLC
Type 6: advising on corporate finance
08 Mar 2017 - 10 Mar 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.