Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
YIP, SZE WAI
Chinese Name of Relevant Individual

葉思慧
HKMA Registration Number
AH4136
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Jan 2018
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY BRANCH HEAD (SALES)
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Jan 2018
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY BRANCH HEAD (SALES)
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YIP, SZE WAI
:
Chinese Name of Relevant Individual
葉思慧
:
HKMA Registration Number
AH4136
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jan 2018
No
DEPUTY BRANCH HEAD (SALES)
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
22 Jan 2018
No
DEPUTY BRANCH HEAD (SALES)