Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, WAI TING
Chinese Name of Relevant Individual
葉惠婷
HKMA Registration Number
AH4158
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2019 - 27 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2019 - 27 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2017 - 03 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2017 - 03 Nov 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, WAI TING
:
Chinese Name of Relevant Individual
葉惠婷
:
HKMA Registration Number
AH4158
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4158
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
17 Jan 2019 - 27 Apr 2022
No
AH4158
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
17 Jan 2019 - 27 Apr 2022
No
AH4158
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
13 Mar 2017 - 03 Nov 2018
No
AH4158
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
13 Mar 2017 - 03 Nov 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.