Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHAH, PUNEET JAIN
Chinese Name of Relevant Individual
HKMA Registration Number
AH4162
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2026 - 27 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2025 - 05 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2025 - 23 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2024 - 15 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2024 - 08 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2019 - 20 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2019 - 26 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2019 - 22 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2018 - 16 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2018 - 07 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2018 - 04 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2017 - 08 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2017 - 17 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2017 - 15 Mar 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHAH, PUNEET JAIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH4162
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4162
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Feb 2026 - 27 Feb 2026
No
AH4162
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Sep 2025 - 05 Sep 2025
No
AH4162
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 May 2025 - 23 May 2025
No
AH4162
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Nov 2024 - 15 Nov 2024
No
AH4162
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
06 May 2024 - 08 May 2024
No
AH4162
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Sep 2019 - 20 Sep 2019
No
AH4162
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Jun 2019 - 26 Jun 2019
No
AH4162
BARCLAYS BANK PLC
Type 1: dealing in securities
18 Mar 2019 - 22 Mar 2019
No
AH4162
BARCLAYS BANK PLC
Type 1: dealing in securities
13 Nov 2018 - 16 Nov 2018
No
AH4162
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Jun 2018 - 07 Jun 2018
No
AH4162
BARCLAYS BANK PLC
Type 1: dealing in securities
30 Apr 2018 - 04 May 2018
No
AH4162
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Dec 2017 - 08 Dec 2017
No
AH4162
BARCLAYS BANK PLC
Type 1: dealing in securities
15 May 2017 - 17 May 2017
No
AH4162
BARCLAYS BANK PLC
Type 1: dealing in securities
13 Mar 2017 - 15 Mar 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.