Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KA MAN
Chinese Name of Relevant Individual
黃嘉敏
HKMA Registration Number
AH4164
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BRANCHES
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BRANCHES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 23 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 23 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2024 - 03 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2024 - 03 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2023 - 01 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2023 - 01 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2022 - 08 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2022 - 08 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2018 - 10 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2018 - 10 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Feb 2018 - 12 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Feb 2018 - 12 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2017 - 30 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2017 - 30 Mar 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KA MAN
:
Chinese Name of Relevant Individual
黃嘉敏
:
HKMA Registration Number
AH4164
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Apr 2026
No
SALES, BRANCHES
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
23 Apr 2026
No
SALES, BRANCHES
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4164
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 23 Apr 2026
No
AH4164
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
Since 23 Apr 2026
No
AH4164
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Mar 2024 - 03 Jan 2026
No
AH4164
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Mar 2024 - 03 Jan 2026
No
AH4164
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
18 Jan 2023 - 01 Mar 2024
No
AH4164
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
18 Jan 2023 - 01 Mar 2024
No
AH4164
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
06 Aug 2022 - 08 Aug 2022
No
AH4164
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
06 Aug 2022 - 08 Aug 2022
No
AH4164
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Oct 2018 - 10 Nov 2019
No
AH4164
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Oct 2018 - 10 Nov 2019
No
AH4164
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Feb 2018 - 12 Sep 2018
No
AH4164
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Feb 2018 - 12 Sep 2018
No
AH4164
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Mar 2017 - 30 Mar 2017
No
AH4164
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Mar 2017 - 30 Mar 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.