Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KIM, INBAE
Chinese Name of Relevant Individual
金仁培
HKMA Registration Number
AH4174
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2019 - 08 Mar 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Feb 2019 - 08 Mar 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
04 Feb 2019 - 08 Mar 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2017 - 03 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2017 - 03 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
15 Mar 2017 - 03 Feb 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KIM, INBAE
:
Chinese Name of Relevant Individual
金仁培
:
HKMA Registration Number
AH4174
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4174
KEB HANA GLOBAL FINANCE LIMITED
Type 1: dealing in securities
04 Feb 2019 - 08 Mar 2021
Yes
AH4174
KEB HANA GLOBAL FINANCE LIMITED
Type 4: advising on securities
04 Feb 2019 - 08 Mar 2021
Yes
AH4174
KEB HANA GLOBAL FINANCE LIMITED
Type 9: asset management
04 Feb 2019 - 08 Mar 2021
Yes
AH4174
KEB HANA GLOBAL FINANCE LIMITED
Type 1: dealing in securities
15 Mar 2017 - 03 Feb 2019
No
AH4174
KEB HANA GLOBAL FINANCE LIMITED
Type 4: advising on securities
15 Mar 2017 - 03 Feb 2019
No
AH4174
KEB HANA GLOBAL FINANCE LIMITED
Type 9: asset management
15 Mar 2017 - 03 Feb 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.