Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DAVIS, FREDERICK WILLIAM
Chinese Name of Relevant Individual
HKMA Registration Number
AH4232
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2025 - 15 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 May 2025 - 15 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 May 2025 - 15 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2017 - 23 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Mar 2017 - 23 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Mar 2017 - 23 Mar 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DAVIS, FREDERICK WILLIAM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH4232
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4232
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 May 2025 - 15 May 2025
No
AH4232
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 May 2025 - 15 May 2025
No
AH4232
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
13 May 2025 - 15 May 2025
No
AH4232
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 May 2018
No
AH4232
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 May 2018
No
AH4232
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
21 May 2018
No
AH4232
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Mar 2017 - 23 Mar 2017
No
AH4232
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Mar 2017 - 23 Mar 2017
No
AH4232
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
22 Mar 2017 - 23 Mar 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.