Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
OU, FANGLI
Chinese Name of Relevant Individual
歐芳莉
HKMA Registration Number
AH4261
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2021 - 11 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2021 - 11 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2019 - 01 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2019 - 01 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2017 - 23 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2017 - 23 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Mar 2017 - 23 Jun 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
OU, FANGLI
:
Chinese Name of Relevant Individual
歐芳莉
:
HKMA Registration Number
AH4261
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4261
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
22 Sep 2021 - 11 Jul 2024
No
AH4261
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
22 Sep 2021 - 11 Jul 2024
No
AH4261
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
03 Oct 2019 - 01 Jun 2021
No
AH4261
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
03 Oct 2019 - 01 Jun 2021
No
AH4261
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Mar 2017 - 23 Jun 2018
No
AH4261
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Mar 2017 - 23 Jun 2018
No
AH4261
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Mar 2017 - 23 Jun 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.