Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, SHIU CHUNG
Chinese Name of Relevant Individual
吳兆聰
HKMA Registration Number
AH4310
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2019 - 25 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 May 2019 - 25 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Mar 2017 - 26 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Mar 2017 - 26 Oct 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, SHIU CHUNG
:
Chinese Name of Relevant Individual
吳兆聰
:
HKMA Registration Number
AH4310
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4310
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 May 2019 - 25 Dec 2020
No
AH4310
HANG SENG BANK, LIMITED
Type 4: advising on securities
06 May 2019 - 25 Dec 2020
No
AH4310
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Mar 2017 - 26 Oct 2018
No
AH4310
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Mar 2017 - 26 Oct 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.