Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, NGAI MAN SAMUEL
Chinese Name of Relevant Individual
汪毅民
HKMA Registration Number
AH4342
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2018 - 26 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2018 - 26 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2017 - 01 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2017 - 01 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, NGAI MAN SAMUEL
:
Chinese Name of Relevant Individual
汪毅民
:
HKMA Registration Number
AH4342
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4342
DAH SING BANK, LIMITED
Type 1: dealing in securities
19 May 2018 - 26 Dec 2018
No
AH4342
DAH SING BANK, LIMITED
Type 4: advising on securities
19 May 2018 - 26 Dec 2018
No
AH4342
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
04 Apr 2017 - 01 May 2018
No
AH4342
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
04 Apr 2017 - 01 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.