Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUNG, SHU SIK
Chinese Name of Relevant Individual
洪紓適
HKMA Registration Number
AH4384
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2023 - 14 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2023 - 14 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Feb 2023 - 14 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2022 - 28 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2022 - 28 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2017 - 05 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2017 - 05 Jun 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUNG, SHU SIK
:
Chinese Name of Relevant Individual
洪紓適
:
HKMA Registration Number
AH4384
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4384
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Feb 2023 - 14 Jun 2026
No
AH4384
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Feb 2023 - 14 Jun 2026
No
AH4384
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Feb 2023 - 14 Jun 2026
No
AH4384
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
02 Sep 2022 - 28 Dec 2022
No
AH4384
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
02 Sep 2022 - 28 Dec 2022
No
AH4384
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Apr 2017 - 05 Jun 2022
No
AH4384
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Apr 2017 - 05 Jun 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.