Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, KWOK KIT
Chinese Name of Relevant Individual
潘國傑
HKMA Registration Number
AH4387
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2019 - 11 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2017 - 21 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2017 - 21 Sep 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, KWOK KIT
:
Chinese Name of Relevant Individual
潘國傑
:
HKMA Registration Number
AH4387
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4387
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Jul 2019 - 11 Apr 2026
No
AH4387
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
11 Apr 2017 - 21 Sep 2017
No
AH4387
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
11 Apr 2017 - 21 Sep 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.