Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KAM, YUEN TING
Chinese Name of Relevant Individual
甘沅婷
HKMA Registration Number
AH4388
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2022 - 22 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2022 - 22 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2022 - 22 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2022 - 22 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2021 - 22 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2021 - 22 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2017 - 09 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
11 Apr 2017 - 09 Apr 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KAM, YUEN TING
:
Chinese Name of Relevant Individual
甘沅婷
:
HKMA Registration Number
AH4388
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4388
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
17 Nov 2022 - 22 May 2024
No
AH4388
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
17 Nov 2022 - 22 May 2024
No
AH4388
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
17 Nov 2022 - 22 May 2024
No
AH4388
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
17 Nov 2022 - 22 May 2024
No
AH4388
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Jul 2021 - 22 Sep 2022
No
AH4388
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Jul 2021 - 22 Sep 2022
No
AH4388
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
11 Apr 2017 - 09 Apr 2018
No
AH4388
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
11 Apr 2017 - 09 Apr 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.