Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, KOK CHEE
Chinese Name of Relevant Individual
HKMA Registration Number
AH4392
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2021 - 05 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2021 - 05 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jun 2017 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2017 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 9: asset management
Effective Period
12 Apr 2017 - 13 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, KOK CHEE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH4392
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4392
BANQUE PICTET & CIE SA
Type 1: dealing in securities
01 Aug 2021 - 05 May 2022
No
AH4392
BANQUE PICTET & CIE SA
Type 4: advising on securities
01 Aug 2021 - 05 May 2022
No
AH4392
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
15 Jun 2017 - 30 Jul 2021
No
AH4392
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
12 Apr 2017 - 30 Jul 2021
No
AH4392
PICTET & CIE (EUROPE) S.A.
Type 9: asset management
12 Apr 2017 - 13 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.