Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWOK, KAM MAN
Chinese Name of Relevant Individual
郭錦雯
HKMA Registration Number
AH4414
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Apr 2024
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES PRIVATE CLIENT ASSISTANT RELATIONSHIP MANAGER
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Apr 2024
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES PRIVATE CLIENT ASSISTANT RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Feb 2022 - 02 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Feb 2022 - 02 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2021 - 07 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2021 - 07 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2017 - 16 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2017 - 16 Dec 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWOK, KAM MAN
:
Chinese Name of Relevant Individual
郭錦雯
:
HKMA Registration Number
AH4414
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Apr 2024
No
TREASURES PRIVATE CLIENT ASSISTANT RELATIONSHIP MANAGER
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Apr 2024
No
TREASURES PRIVATE CLIENT ASSISTANT RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4414
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 18 Apr 2024
No
AH4414
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 18 Apr 2024
No
AH4414
PING AN BANK CO., LTD.
Type 1: dealing in securities
22 Feb 2022 - 02 Feb 2024
No
AH4414
PING AN BANK CO., LTD.
Type 4: advising on securities
22 Feb 2022 - 02 Feb 2024
No
AH4414
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
26 Mar 2021 - 07 Jan 2022
No
AH4414
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
26 Mar 2021 - 07 Jan 2022
No
AH4414
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 Apr 2017 - 16 Dec 2020
No
AH4414
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 Apr 2017 - 16 Dec 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.