Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUNG, SIU FUNG
Chinese Name of Relevant Individual
容紹鋒
HKMA Registration Number
AH4433
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Feb 2024 - 03 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Feb 2024 - 03 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Feb 2024 - 03 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2022 - 02 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2022 - 02 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Jun 2022 - 02 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2017 - 24 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2017 - 24 Jun 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUNG, SIU FUNG
:
Chinese Name of Relevant Individual
容紹鋒
:
HKMA Registration Number
AH4433
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4433
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Feb 2024 - 03 Sep 2024
No
AH4433
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Feb 2024 - 03 Sep 2024
No
AH4433
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
29 Feb 2024 - 03 Sep 2024
No
AH4433
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Jun 2022 - 02 Nov 2023
No
AH4433
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Jun 2022 - 02 Nov 2023
No
AH4433
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
10 Jun 2022 - 02 Nov 2023
No
AH4433
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
20 Apr 2017 - 24 Jun 2018
No
AH4433
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
20 Apr 2017 - 24 Jun 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.