Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, FAI
Chinese Name of Relevant Individual
謝輝
HKMA Registration Number
AH4441
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2020 - 06 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2017 - 11 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2017 - 11 Jun 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, FAI
:
Chinese Name of Relevant Individual
謝輝
:
HKMA Registration Number
AH4441
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4441
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Sep 2020 - 06 Aug 2023
No
AH4441
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
21 Apr 2017 - 11 Jun 2020
No
AH4441
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
21 Apr 2017 - 11 Jun 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.