Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, WAI YIN ANITA
Chinese Name of Relevant Individual
李慧賢
HKMA Registration Number
AH4449
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Dec 2022 - 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2022 - 30 Apr 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2022 - 30 Apr 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Jun 2022 - 22 Dec 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2017 - 23 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2017 - 23 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Apr 2017 - 23 Jun 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, WAI YIN ANITA
:
Chinese Name of Relevant Individual
李慧賢
:
HKMA Registration Number
AH4449
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4449
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
23 Dec 2022 - 30 Apr 2026
No
AH4449
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Jun 2022 - 30 Apr 2026
Yes
AH4449
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Jun 2022 - 30 Apr 2026
Yes
AH4449
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
24 Jun 2022 - 22 Dec 2022
Yes
AH4449
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Apr 2017 - 23 Jun 2022
No
AH4449
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Apr 2017 - 23 Jun 2022
No
AH4449
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
22 Apr 2017 - 23 Jun 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.