Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, HOI YING STEFANIE
Chinese Name of Relevant Individual
李凱盈
HKMA Registration Number
AH4469
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2017 - 20 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Oct 2017 - 20 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2017 - 24 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Apr 2017 - 24 Jul 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, HOI YING STEFANIE
:
Chinese Name of Relevant Individual
李凱盈
:
HKMA Registration Number
AH4469
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4469
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Oct 2017 - 20 Oct 2023
No
AH4469
BARCLAYS BANK PLC
Type 6: advising on corporate finance
10 Oct 2017 - 20 Oct 2023
No
AH4469
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Apr 2017 - 24 Jul 2017
No
AH4469
BARCLAYS BANK PLC
Type 6: advising on corporate finance
24 Apr 2017 - 24 Jul 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.