Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
SCHMASSMANN, TERRY WILLIAM
Chinese Name of Relevant Individual

HKMA Registration Number
AH4496
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Apr 2017
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING TEAM LEADER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Apr 2017
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING TEAM LEADER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
27 Apr 2017
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING TEAM LEADER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SCHMASSMANN, TERRY WILLIAM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH4496
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
27 Apr 2017
No
INV. BANKING TEAM LEADER
UBS AG
Type 4: advising on securities
27 Apr 2017
No
INV. BANKING TEAM LEADER
UBS AG
Type 6: advising on corporate finance
27 Apr 2017
No
INV. BANKING TEAM LEADER