Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, YUEN MUN
Chinese Name of Relevant Individual
何遠滿
HKMA Registration Number
AH4498
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2023 - 29 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2023 - 29 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2020 - 14 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2017 - 20 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2017 - 20 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Apr 2017 - 20 May 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, YUEN MUN
:
Chinese Name of Relevant Individual
何遠滿
:
HKMA Registration Number
AH4498
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4498
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
31 Aug 2023 - 29 Oct 2023
No
AH4498
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
31 Aug 2023 - 29 Oct 2023
No
AH4498
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
09 Jun 2020 - 14 Oct 2021
No
AH4498
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Apr 2017 - 20 May 2019
No
AH4498
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Apr 2017 - 20 May 2019
No
AH4498
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
27 Apr 2017 - 20 May 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.