Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HEUNG, SZE WAI
Chinese Name of Relevant Individual
香思慧
HKMA Registration Number
AH4515
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2017 - 26 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Apr 2017 - 26 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Apr 2017 - 26 Sep 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HEUNG, SZE WAI
:
Chinese Name of Relevant Individual
香思慧
:
HKMA Registration Number
AH4515
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4515
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Apr 2017 - 26 Sep 2017
No
AH4515
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Apr 2017 - 26 Sep 2017
No
AH4515
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
28 Apr 2017 - 26 Sep 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.