Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, CHAM HIM
Chinese Name of Relevant Individual
陳湛謙
HKMA Registration Number
AH4550
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2026 - 24 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
13 Feb 2026 - 24 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2026 - 09 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
08 Jan 2026 - 09 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2025 - 24 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
11 Aug 2025 - 24 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2017 - 10 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
25 Aug 2017 - 10 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2017 - 12 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2017 - 12 Jul 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, CHAM HIM
:
Chinese Name of Relevant Individual
陳湛謙
:
HKMA Registration Number
AH4550
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4550
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
13 Feb 2026 - 24 Feb 2026
No
AH4550
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
13 Feb 2026 - 24 Feb 2026
No
AH4550
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
08 Jan 2026 - 09 Jan 2026
No
AH4550
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
08 Jan 2026 - 09 Jan 2026
No
AH4550
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
11 Aug 2025 - 24 Aug 2025
No
AH4550
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
11 Aug 2025 - 24 Aug 2025
No
AH4550
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
25 Aug 2017 - 10 Sep 2024
No
AH4550
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
25 Aug 2017 - 10 Sep 2024
No
AH4550
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
05 May 2017 - 12 Jul 2017
No
AH4550
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
05 May 2017 - 12 Jul 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.