Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAI, CHEUK YEE
Chinese Name of Relevant Individual
戴綽儀
HKMA Registration Number
AH4616
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2020 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2020 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2017 - 30 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2017 - 30 Sep 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAI, CHEUK YEE
:
Chinese Name of Relevant Individual
戴綽儀
:
HKMA Registration Number
AH4616
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4616
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
31 Oct 2020 - 31 Dec 2021
No
AH4616
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
31 Oct 2020 - 31 Dec 2021
No
AH4616
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
11 May 2017 - 30 Sep 2020
No
AH4616
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
11 May 2017 - 30 Sep 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.