Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XIAO, QIONG
Chinese Name of Relevant Individual
肖琼
HKMA Registration Number
AH4663
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Dec 2019 - 04 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Dec 2019 - 04 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Dec 2019 - 04 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
31 Dec 2019 - 04 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2017 - 21 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2017 - 21 Oct 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XIAO, QIONG
:
Chinese Name of Relevant Individual
肖琼
:
HKMA Registration Number
AH4663
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4663
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Dec 2019 - 04 Jun 2026
No
AH4663
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Dec 2019 - 04 Jun 2026
No
AH4663
DBS BANK LTD.
Type 1: dealing in securities
31 Dec 2019 - 04 Jun 2026
No
AH4663
DBS BANK LTD.
Type 4: advising on securities
31 Dec 2019 - 04 Jun 2026
No
AH4663
BANK OF CHINA LIMITED
Type 1: dealing in securities
16 May 2017 - 21 Oct 2019
No
AH4663
BANK OF CHINA LIMITED
Type 4: advising on securities
16 May 2017 - 21 Oct 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.