Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, WEN JENG
Chinese Name of Relevant Individual
林文政
HKMA Registration Number
AH4687
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2017 - 30 Jun 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Dec 2017 - 30 Jun 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2017 - 11 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2017 - 11 Dec 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, WEN JENG
:
Chinese Name of Relevant Individual
林文政
:
HKMA Registration Number
AH4687
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4687
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
12 Dec 2017 - 30 Jun 2023
Yes
AH4687
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
12 Dec 2017 - 30 Jun 2023
Yes
AH4687
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
18 May 2017 - 11 Dec 2017
No
AH4687
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
18 May 2017 - 11 Dec 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.