Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, SHARON
Chinese Name of Relevant Individual
陳蕙菁
HKMA Registration Number
AH4691
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR VICE PRESIDENT, HEAD OF OFFSHORE BANKING
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR VICE PRESIDENT, HEAD OF OFFSHORE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
FUBON BANK (HONG KONG) LIMITED
SFC CE number
AAA582
Business Address
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2021 - 28 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2021 - 28 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2019 - 28 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2019 - 28 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2017 - 19 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2017 - 19 Jan 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, SHARON
:
Chinese Name of Relevant Individual
陳蕙菁
:
HKMA Registration Number
AH4691
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Aug 2022
No
SENIOR VICE PRESIDENT, HEAD OF OFFSHORE BANKING
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Aug 2022
No
SENIOR VICE PRESIDENT, HEAD OF OFFSHORE BANKING
Name of Registered Institution
SFC CE number
Business Address
FUBON BANK (HONG KONG) LIMITED
AAA582
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4691
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 20 Aug 2022
No
AH4691
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 20 Aug 2022
No
AH4691
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2021 - 28 Feb 2022
No
AH4691
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2021 - 28 Feb 2022
No
AH4691
DBS BANK LTD.
Type 1: dealing in securities
28 Mar 2019 - 28 Feb 2022
No
AH4691
DBS BANK LTD.
Type 4: advising on securities
28 Mar 2019 - 28 Feb 2022
No
AH4691
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
18 May 2017 - 19 Jan 2018
No
AH4691
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
18 May 2017 - 19 Jan 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.