Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, CHEUK HIM
Chinese Name of Relevant Individual
黃焯謙
HKMA Registration Number
AH4697
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2023 - 21 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2023 - 21 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2019 - 06 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jan 2019 - 06 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
31 Jan 2019 - 06 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2018 - 01 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2018 - 01 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2017 - 24 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2017 - 24 Jun 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, CHEUK HIM
:
Chinese Name of Relevant Individual
黃焯謙
:
HKMA Registration Number
AH4697
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4697
DAH SING BANK, LIMITED
Type 1: dealing in securities
09 Feb 2023 - 21 May 2023
No
AH4697
DAH SING BANK, LIMITED
Type 4: advising on securities
09 Feb 2023 - 21 May 2023
No
AH4697
HANG SENG BANK, LIMITED
Type 1: dealing in securities
31 Jan 2019 - 06 Oct 2021
No
AH4697
HANG SENG BANK, LIMITED
Type 4: advising on securities
31 Jan 2019 - 06 Oct 2021
No
AH4697
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
31 Jan 2019 - 06 Oct 2021
No
AH4697
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Sep 2018 - 01 Dec 2018
No
AH4697
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Sep 2018 - 01 Dec 2018
No
AH4697
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 May 2017 - 24 Jun 2018
No
AH4697
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 May 2017 - 24 Jun 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.