Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAGMANN, RUTH
Chinese Name of Relevant Individual
HKMA Registration Number
AH4703
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2017 - 22 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2017 - 22 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2017 - 26 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2017 - 26 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAGMANN, RUTH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH4703
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4703
CREDIT SUISSE AG
Type 1: dealing in securities
14 Oct 2017 - 22 Oct 2017
No
AH4703
CREDIT SUISSE AG
Type 4: advising on securities
14 Oct 2017 - 22 Oct 2017
No
AH4703
CREDIT SUISSE AG
Type 1: dealing in securities
19 May 2017 - 26 May 2017
No
AH4703
CREDIT SUISSE AG
Type 4: advising on securities
19 May 2017 - 26 May 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.