Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, HAO
Chinese Name of Relevant Individual
王澔
HKMA Registration Number
AH4735
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Dec 2018
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BARCLAYS BANK PLC
SFC CE number
AAJ160
Business Address
41/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2018 - 07 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2018 - 29 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2017 - 06 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2017 - 23 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, HAO
:
Chinese Name of Relevant Individual
王澔
:
HKMA Registration Number
AH4735
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Dec 2018
No
MARKETS
Name of Registered Institution
SFC CE number
Business Address
BARCLAYS BANK PLC
AAJ160
41/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4735
BARCLAYS BANK PLC
Type 1: dealing in securities
Since 10 Dec 2018
No
AH4735
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Sep 2018 - 07 Sep 2018
No
AH4735
BARCLAYS BANK PLC
Type 1: dealing in securities
27 Mar 2018 - 29 Mar 2018
No
AH4735
BARCLAYS BANK PLC
Type 1: dealing in securities
28 Aug 2017 - 06 Nov 2017
No
AH4735
BARCLAYS BANK PLC
Type 1: dealing in securities
23 May 2017 - 23 Aug 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.