Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, QIXUAN
Chinese Name of Relevant Individual
劉啓軒
HKMA Registration Number
AH4748
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2019 - 27 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
15 Aug 2019 - 27 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2019 - 06 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jan 2019 - 06 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Jan 2019 - 06 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2018 - 22 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2018 - 22 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2017 - 20 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2017 - 20 Dec 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, QIXUAN
:
Chinese Name of Relevant Individual
劉啓軒
:
HKMA Registration Number
AH4748
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4748
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
15 Aug 2019 - 27 Jul 2020
No
AH4748
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
15 Aug 2019 - 27 Jul 2020
No
AH4748
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Jan 2019 - 06 Jun 2019
No
AH4748
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 Jan 2019 - 06 Jun 2019
No
AH4748
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Jan 2019 - 06 Jun 2019
No
AH4748
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
09 Feb 2018 - 22 Nov 2018
No
AH4748
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
09 Feb 2018 - 22 Nov 2018
No
AH4748
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 May 2017 - 20 Dec 2017
No
AH4748
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 May 2017 - 20 Dec 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.