Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, TSZ FUNG RAYMOND
Chinese Name of Relevant Individual
鄭子豐
HKMA Registration Number
AH4786
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
CHIEF INVESTMENT OFFICER, NORTH ASIA
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
CHIEF INVESTMENT OFFICER, NORTH ASIA
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
First date of engagement
28 Jul 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
CHIEF INVESTMENT OFFICER, NORTH ASIA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Effective Date
29 Jan 2026
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
Since 29 Jan 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 28 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
28 Jul 2022 - 28 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2017 - 04 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2017 - 04 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
29 May 2017 - 04 Apr 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, TSZ FUNG RAYMOND
:
Chinese Name of Relevant Individual
鄭子豐
:
HKMA Registration Number
AH4786
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Jul 2022
No
CHIEF INVESTMENT OFFICER, NORTH ASIA
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Jul 2022
No
CHIEF INVESTMENT OFFICER, NORTH ASIA
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 9: asset management
28 Jul 2022
Yes
CHIEF INVESTMENT OFFICER, NORTH ASIA
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
STANDARD CHARTERED BANK (HONG KONG) LIMITED
1
29 Jan 2026
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4786
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 9: asset management
Since 29 Jan 2026
Yes
AH4786
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 28 Jul 2022
No
AH4786
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 28 Jul 2022
No
AH4786
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 9: asset management
28 Jul 2022 - 28 Jan 2026
No
AH4786
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
29 May 2017 - 04 Apr 2022
No
AH4786
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
29 May 2017 - 04 Apr 2022
No
AH4786
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
29 May 2017 - 04 Apr 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.