Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ALDER, CAMPBELL ROBERT
Chinese Name of Relevant Individual
HKMA Registration Number
AH4789
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2018 - 16 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2018 - 16 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2017 - 08 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
05 Dec 2017 - 08 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2017 - 24 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2017 - 24 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
26 Sep 2017 - 28 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2017 - 03 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2017 - 02 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ALDER, CAMPBELL ROBERT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH4789
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4789
CIMB BANK BERHAD
Type 1: dealing in securities
15 Mar 2018 - 16 Mar 2018
No
AH4789
CIMB BANK BERHAD
Type 4: advising on securities
15 Mar 2018 - 16 Mar 2018
No
AH4789
CIMB BANK BERHAD
Type 1: dealing in securities
05 Dec 2017 - 08 Dec 2017
No
AH4789
CIMB BANK BERHAD
Type 4: advising on securities
05 Dec 2017 - 08 Dec 2017
No
AH4789
CIMB BANK BERHAD
Type 1: dealing in securities
20 Oct 2017 - 24 Oct 2017
No
AH4789
CIMB BANK BERHAD
Type 4: advising on securities
20 Oct 2017 - 24 Oct 2017
No
AH4789
CIMB BANK BERHAD
Type 4: advising on securities
26 Sep 2017 - 28 Sep 2017
No
AH4789
CIMB BANK BERHAD
Type 4: advising on securities
01 Aug 2017 - 03 Aug 2017
No
AH4789
CIMB BANK BERHAD
Type 4: advising on securities
29 May 2017 - 02 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
