Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, SIU WAI
Chinese Name of Relevant Individual
羅肇瑋
HKMA Registration Number
AH4831
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2020 - 09 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2020 - 09 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2018 - 17 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2018 - 17 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2017 - 02 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2017 - 02 Jul 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, SIU WAI
:
Chinese Name of Relevant Individual
羅肇瑋
:
HKMA Registration Number
AH4831
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4831
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
05 Oct 2020 - 09 Nov 2021
No
AH4831
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
05 Oct 2020 - 09 Nov 2021
No
AH4831
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
17 Jul 2018 - 17 Sep 2020
No
AH4831
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
17 Jul 2018 - 17 Sep 2020
No
AH4831
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
02 Jun 2017 - 02 Jul 2017
No
AH4831
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
02 Jun 2017 - 02 Jul 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.