Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, HIU KIT
Chinese Name of Relevant Individual
王曉杰
HKMA Registration Number
AH4861
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Jan 2020
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATIONS CLERK
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Jan 2020
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATIONS CLERK
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
SFC CE number
BJN782
Business Address
UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2018 - 04 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2017 - 02 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2017 - 02 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2017 - 28 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2017 - 28 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, HIU KIT
:
Chinese Name of Relevant Individual
王曉杰
:
HKMA Registration Number
AH4861
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jan 2020
No
BRANCH OPERATIONS CLERK
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
15 Jan 2020
No
BRANCH OPERATIONS CLERK
Name of Registered Institution
SFC CE number
Business Address
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
BJN782
UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4861
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
Since 15 Jan 2020
No
AH4861
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
Since 15 Jan 2020
No
AH4861
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
24 Jul 2018 - 04 Sep 2018
No
AH4861
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
07 Sep 2017 - 02 Jul 2018
No
AH4861
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
07 Sep 2017 - 02 Jul 2018
No
AH4861
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jun 2017 - 28 Jun 2017
No
AH4861
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jun 2017 - 28 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.