Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ROSSI, RICCARDO
Chinese Name of Relevant Individual
HKMA Registration Number
AH4867
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2022 - 26 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2019 - 18 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2017 - 17 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2017 - 09 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ROSSI, RICCARDO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH4867
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4867
BNP PARIBAS
Type 1: dealing in securities
22 Nov 2022 - 26 Nov 2022
No
AH4867
BNP PARIBAS
Type 1: dealing in securities
17 Jan 2019 - 18 Jan 2019
No
AH4867
BNP PARIBAS
Type 1: dealing in securities
15 Aug 2017 - 17 Aug 2017
No
AH4867
BNP PARIBAS
Type 1: dealing in securities
06 Jun 2017 - 09 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.