Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZENG, LINGYAN
Chinese Name of Relevant Individual
HKMA Registration Number
AH4883
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2018 - 11 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2018 - 11 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Nov 2017 - 01 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Nov 2017 - 01 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2017 - 28 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2017 - 28 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2017 - 19 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2017 - 19 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZENG, LINGYAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH4883
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4883
CREDIT SUISSE AG
Type 1: dealing in securities
03 Mar 2018 - 11 Mar 2018
No
AH4883
CREDIT SUISSE AG
Type 4: advising on securities
03 Mar 2018 - 11 Mar 2018
No
AH4883
CREDIT SUISSE AG
Type 1: dealing in securities
25 Nov 2017 - 01 Dec 2017
No
AH4883
CREDIT SUISSE AG
Type 4: advising on securities
25 Nov 2017 - 01 Dec 2017
No
AH4883
CREDIT SUISSE AG
Type 1: dealing in securities
21 Sep 2017 - 28 Sep 2017
No
AH4883
CREDIT SUISSE AG
Type 4: advising on securities
21 Sep 2017 - 28 Sep 2017
No
AH4883
CREDIT SUISSE AG
Type 1: dealing in securities
09 Jun 2017 - 19 Jun 2017
No
AH4883
CREDIT SUISSE AG
Type 4: advising on securities
09 Jun 2017 - 19 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.