Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, MAN YU
Chinese Name of Relevant Individual
胡文宇
HKMA Registration Number
AH4915
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2019 - 24 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2019 - 24 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2019 - 09 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2017 - 03 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2017 - 03 Dec 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, MAN YU
:
Chinese Name of Relevant Individual
胡文宇
:
HKMA Registration Number
AH4915
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4915
DAH SING BANK, LIMITED
Type 1: dealing in securities
12 Jul 2019 - 24 Sep 2019
No
AH4915
DAH SING BANK, LIMITED
Type 4: advising on securities
12 Jul 2019 - 24 Sep 2019
No
AH4915
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
03 May 2019 - 09 Jun 2019
No
AH4915
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jun 2017 - 03 Dec 2017
No
AH4915
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Jun 2017 - 03 Dec 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.