Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
IP, LAI SENG
Chinese Name of Relevant Individual
葉禮陞
HKMA Registration Number
AH4919
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2022 - 02 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2022 - 02 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 Jul 2022 - 02 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2019 - 03 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jan 2019 - 03 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2018 - 13 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2018 - 13 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2018 - 29 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Feb 2018 - 29 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2017 - 30 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2017 - 30 Nov 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
IP, LAI SENG
:
Chinese Name of Relevant Individual
葉禮陞
:
HKMA Registration Number
AH4919
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4919
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 Jul 2022 - 02 Sep 2023
No
AH4919
HANG SENG BANK, LIMITED
Type 4: advising on securities
11 Jul 2022 - 02 Sep 2023
No
AH4919
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
11 Jul 2022 - 02 Sep 2023
No
AH4919
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
31 Jan 2019 - 03 Apr 2019
No
AH4919
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
31 Jan 2019 - 03 Apr 2019
No
AH4919
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Oct 2018 - 13 Dec 2018
No
AH4919
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Oct 2018 - 13 Dec 2018
No
AH4919
DAH SING BANK, LIMITED
Type 1: dealing in securities
08 Feb 2018 - 29 Sep 2018
No
AH4919
DAH SING BANK, LIMITED
Type 4: advising on securities
08 Feb 2018 - 29 Sep 2018
No
AH4919
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jun 2017 - 30 Nov 2017
No
AH4919
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Jun 2017 - 30 Nov 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.