Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CAMPBELL, MATTHEW PATRICK
Chinese Name of Relevant Individual
HKMA Registration Number
AH4936
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2019 - 18 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2019 - 18 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2018 - 22 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jun 2018 - 22 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2017 - 20 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2017 - 20 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CAMPBELL, MATTHEW PATRICK
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH4936
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4936
UBS AG
Type 1: dealing in securities
13 Jun 2019 - 18 Jun 2019
No
AH4936
UBS AG
Type 4: advising on securities
13 Jun 2019 - 18 Jun 2019
No
AH4936
UBS AG
Type 1: dealing in securities
19 Jun 2018 - 22 Jun 2018
No
AH4936
UBS AG
Type 4: advising on securities
19 Jun 2018 - 22 Jun 2018
No
AH4936
UBS AG
Type 1: dealing in securities
16 Jun 2017 - 20 Jun 2017
No
AH4936
UBS AG
Type 4: advising on securities
16 Jun 2017 - 20 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.