Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUNG, KAI MING
Chinese Name of Relevant Individual
宋佳洺
HKMA Registration Number
AH4941
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2018 - 12 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2018 - 12 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2017 - 09 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2017 - 09 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUNG, KAI MING
:
Chinese Name of Relevant Individual
宋佳洺
:
HKMA Registration Number
AH4941
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4941
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
26 May 2018 - 12 Jun 2020
No
AH4941
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
26 May 2018 - 12 Jun 2020
No
AH4941
EFG BANK AG
Type 4: advising on securities
19 Aug 2017 - 09 May 2018
No
AH4941
EFG BANK AG
Type 1: dealing in securities
16 Jun 2017 - 09 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.