Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, YU
Chinese Name of Relevant Individual
王玉
HKMA Registration Number
AH4951
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2017 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2017 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2017 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2017 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2017 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2017 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, YU
:
Chinese Name of Relevant Individual
王玉
:
HKMA Registration Number
AH4951
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4951
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
28 Jun 2017 - 30 Apr 2019
No
AH4951
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
28 Jun 2017 - 30 Apr 2019
No
AH4951
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
21 Jun 2017 - 30 Apr 2019
No
AH4951
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
21 Jun 2017 - 30 Apr 2019
No
AH4951
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jun 2017 - 30 Apr 2019
No
AH4951
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 Jun 2017 - 30 Apr 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.