Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHANG, YEN SHUAN
Chinese Name of Relevant Individual
張彥萱
HKMA Registration Number
AH4953
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2019 - 27 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
04 Sep 2019 - 27 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2017 - 27 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2017 - 27 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHANG, YEN SHUAN
:
Chinese Name of Relevant Individual
張彥萱
:
HKMA Registration Number
AH4953
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4953
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
04 Sep 2019 - 27 Jul 2020
No
AH4953
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
04 Sep 2019 - 27 Jul 2020
No
AH4953
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jun 2017 - 27 May 2018
No
AH4953
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 Jun 2017 - 27 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.