Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, WING MAN
Chinese Name of Relevant Individual
譚泳文
HKMA Registration Number
AH4975
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2025 - 03 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
06 Nov 2025 - 03 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2022 - 07 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2022 - 07 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2022 - 29 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2022 - 29 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Dec 2020 - 24 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Dec 2020 - 24 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Nov 2019 - 18 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2017 - 18 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2017 - 18 Nov 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, WING MAN
:
Chinese Name of Relevant Individual
譚泳文
:
HKMA Registration Number
AH4975
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4975
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
06 Nov 2025 - 03 Jun 2026
No
AH4975
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
06 Nov 2025 - 03 Jun 2026
No
AH4975
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Oct 2022 - 07 Oct 2025
No
AH4975
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Oct 2022 - 07 Oct 2025
No
AH4975
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Mar 2022 - 29 Sep 2022
No
AH4975
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Mar 2022 - 29 Sep 2022
No
AH4975
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
16 Dec 2020 - 24 Jan 2022
No
AH4975
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
16 Dec 2020 - 24 Jan 2022
No
AH4975
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Nov 2019 - 18 Nov 2020
No
AH4975
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Jun 2017 - 18 Nov 2020
No
AH4975
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Jun 2017 - 18 Nov 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.