Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, TSZ YAN
Chinese Name of Relevant Individual
袁子欣
HKMA Registration Number
AH4995
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Jul 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT, BRANCHES
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Jul 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT, BRANCHES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 19 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2022 - 03 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2022 - 03 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2022 - 13 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 May 2022 - 13 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2017 - 27 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2017 - 27 Apr 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, TSZ YAN
:
Chinese Name of Relevant Individual
袁子欣
:
HKMA Registration Number
AH4995
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
19 Jul 2023
No
RELATIONSHIP MANAGEMENT, BRANCHES
DAH SING BANK, LIMITED
Type 4: advising on securities
19 Jul 2023
No
RELATIONSHIP MANAGEMENT, BRANCHES
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4995
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 19 Jul 2023
No
AH4995
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 19 Jul 2023
No
AH4995
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
01 Sep 2022 - 03 Jan 2023
No
AH4995
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
01 Sep 2022 - 03 Jan 2023
No
AH4995
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 May 2022 - 13 Jul 2022
No
AH4995
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 May 2022 - 13 Jul 2022
No
AH4995
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
23 Jun 2017 - 27 Apr 2022
No
AH4995
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
23 Jun 2017 - 27 Apr 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.