Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZUO, PEIJING
Chinese Name of Relevant Individual
左培婧
HKMA Registration Number
AH4996
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2018 - 19 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2017 - 02 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2017 - 02 Nov 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZUO, PEIJING
:
Chinese Name of Relevant Individual
左培婧
:
HKMA Registration Number
AH4996
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH4996
UBS AG
Type 1: dealing in securities
07 Dec 2018 - 19 Jan 2021
No
AH4996
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jun 2017 - 02 Nov 2018
No
AH4996
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 Jun 2017 - 02 Nov 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.